Bob Mccormick Email & Phone Number

New York, New York, Us

Regional Head for the Americas.Responsibilities include managing Custodian Bank Relationships across the Americas region. Establishment of the bank/custody account infrastructure required to support various ICG businesses in the LATAM and NAM markets. Conduct RFP’s to identify and assess ability of bank/custodian to support activity. Assist on establishing new products. Report regulatory/market changes to interested parties, and the potential impact to their businesses. Negotiate fees and manage service levels. Manage or actively participate in various projects involving the Network Management team, either at the market, regional, or global level. Project lead for the creation and implementation of a new Citi 3rd Party Agent Bank Enterprise-wide Risk & Control Program to meet Regulatory requirements. Responsibilities included the creation of a new Enterprise Governance structure, Charter, procedures, KI’s and global implementation plan.

New York, New York, Us

Global Network Management

New York, Ny, Us

Responsible for translating business strategies into programs that drive operational change. This requires engaging key delivery partners including Shared Services, Technology and the Science Team. Establish and drive execution of high priority initiatives (New Operating Model) with respective product towers cascading to the regional levels working to closely monitor implementation. Lead and develop a team of managers to ensure that product line business strategies are implemented effectively. Monitor audit, risk, and compliance matters as they impact the operations organization to ensure proper resolution. Oversee the management of all work priorities, business processes, supporting technologies, and company practices to ensure alignment of business objectives and customer needs, as well as the consistency with other Commercial product tower approaches.

New York, Ny, Us

First Vice President, Relationship Executive Outsourcing 01/08 – 06/13• Relationship Executive for one of BNY Mellon’s largest Outsourcing client’s supporting full middle and back office operations post-trade through end client reporting. • Responsibilities include ensuring client satisfaction with existing support models, as well as delivering strategic solutions for new products and cross-selling. This requires coordinating with Legal, Compliance, Risk, Audit, Finance, Operations, Product, and Technology to deliver solutions in a timely and cost efficient manner consistent with client expectations. • Additional responsibilities include contracts, fee proposals, and service level agreements. Clients range from Investment Managers, Broker Dealers, Hedge Funds, and Insurance Companies.First Vice President, Business Manager Managed Account Outsourcing 08/02 – 01/08• Managed the P&L, Product Development, Relationship Management, vendor contracts, and service level agreements for Managed Accounts Outsourcing. Industry Representative for Mellon Financial SMA Outsourcing Products and Services.• Responsible for the creation, negotiation, and implementation of contracts, service levels, product pricing, and technology platforms. • Coordinated with Sales and Marketing for client and prospect presentations, fees, press releases, publications, and Industry events.

New York, New York, Us

• Senior Executive hired to organize and rebuild operations experiencing significant growth and product gaps. • Managed U.S. Equity, Mutual Funds, Corporate Actions, and Proxy Services. • Developed Operations for new products including Managed Accounts (Wrap) and External Manager Program ($10 billion dollar mandate). • Deployed and Project Managed the re-design of equity operations with a new platform automating all trade processing and custodian instructions. • Implemented DTC TradeSuite and SWIFT. • Selected as the Global representative for GSTPA and T+1. • Developed key partnerships with both Technology and Product lines to ensure appropriate staff levels, cost structures, and product support.

Frankfurt Am Main, Hessen, De

Director, Global Head Emerging Markets Americas 02/99 – 09/99• Managed operations for all Emerging Markets products supported in North and South America. • Centralized and streamlined various operational functions in Brazil, Argentina, Mexico, and Chile. • Co-developed a new Platform for South America with a projected savings of $15 million over 3 years in partnership with Technology and Finance.• Assisted with the acquisition review and operational integration of Bankers Trust and Nat West Equity Derivatives Business.• Designed a new operational platform in Argentina due to the sale of the retail bank (48 branches) to The Bank of Boston.Director, International Operations Deutsche Morgan Grenfell, NY 08/96 – 02/99• Management of over 100 Operations professionals located in New York, Argentina, Brazil, and Mexico. • Responsible for account setup, trade support, settlements, data management, and corporate actions. • Facilitated major system and process re-design for the regionalization of products. • Responsible for Y2K and EMU compliance.

Vice President, Regional Operations Manager Hong Kong 07/94 – 07/96• Managed Operations and Syndicate support for the Asia-Pacific region, including Sales and Trading support. • Global Operations Management Committee member representing Asia-Pacific. • Developed and implemented Operations for the Singapore and Korea offices. • Managed a Hong Kong staff of 45 with a $7 million annual budget. • Oversight for the migration of support functions from the Tampa, Florida office to Hong Kong. Operations Manager, International Clearance NY/Tampa FL 06/84 – 06/94• Managed International Operations for foreign exchange, equities, fail control, and stock loan. • Design Team member for “Vision” project to redesign Japanese equity operations globally. • Operating Group member for the Equity Team in Tampa, FL. Responsibilities included, initial set up of systems, hiring of staff, training, and stabilization of business. • Operations Task Force representative for membership on the Hong Kong Stock Exchange. • Advisor / Committee Member for Team Dynamics, Emerging Markets, Crisis Management, and International Customer Index Trading.

Zurich, Ch

Responsible for all operational aspects of the following products/processes: - Euroclear/Cedel - Foreign Exchange - ADR/Ord conversions - International financing - Canadian bonds/equities