Brian Mullin Email & Phone Number

New York, New York, United States

New York, New York, United States

• Primary Operations contact supporting Capital Four’s US CLO business

New York, New York, United States

• Manager of the Loan Agency team that supported Guggenheim’s Private Credit business within Loan Services• Assist in the coordination of fund movement related to the initial funding and closing of loans as well as coordinating with lender group custodians for loans that Guggenheim acts as Admin Agent• Navigate credit documentation to pull key data points for loan setup and maintenance in Wall Street Office and ensure compliance with the provisions of all loan documentation• Coordinate interest period elections with corporate borrowers and set rates• Maintain lender positions and accruals in the loan agency system by processing assignment activity, paydowns, rollovers, rate setting, conversions, and amendments• Coordinate new lender onboarding with various internal teams• Monitor accurate and timely collection/disbursement of loan payments and coordinate the setup and approval of outgoing wires• Complete all borrower and lender audit requests in a timely and accurate manner• Provide payoff calculations to legal/credit teams in preparation for a refinancing or maturity of loans

New York, New York

• Manager of the Loan Agency team within Guggenheim’s Loan Services group

Newark, New Jersey, United States

• Member of the Portfolio Administration group• Responsible for reconciling cash daily between PAM and Aladdin with the Custody bank for each fund• Reconcile holdings and complete NAVs for assigned Portfolios each month between our internal Accounting and Trading systems versus the Custodian bank• Research and resolve cash and positions breaks with Custodians in a timely manner• Help maintain and update a Custodian contact list to improve communication between members of Port Admin and banks to resolve discrepancies• Responsible for running and checking the daily Cash Flow Reconciliation between PAM and Aladdin as well as the monthly Prelim and Final FX Reconciliation • Completed a six-and-a-half-month rotation in the Data Integrity Group (DIG) • DIG responsibilities included security set up and review in Aladdin which provided exposure and interaction across several Fixed Income trading desks• Upon return to Port Admin became a point of contact to improve communication between the two groups

Newark, New Jersey

New York, Ny

• Accountable for daily position reports and cash reconciliation of primarily bank loans and bonds for 22 vehicles totaling $10B in AUM• Provided cash positions, both settled and traded, on a nightly basis to Portfolio Managers and Traders to assist with trading programs and portfolio optimization strategies• Liaise between Portfolio Managers, Traders and Analysts with Middle and Back Office Support Functions• Monitored and reconciled the compliance of multiple portfolios verses their respective Indentures by running nightly compliance models• Monitored and maintained the highest level of indicative data by creating and reconciling new issuers and their respective facility characteristics in the Company’s proprietary database• Compiled and distributed monthly position reports to investors• Responsible for nightly marking of equity positions in the Market Value Portfolios

New York, Ny

• Advised clients in areas of risk management, wealth accumulation, and wealth preservation• Licensed to sell life, disability, & long term care insurance as well as Mutual Funds after passing the Series 6• Made several hundred calls a month to set up introductory meetings with potential clients • Scheduled several follow up meetings with potential clients based on their interest in Northwestern’s financial products• Established client base through personal contacts, alumni relationships, and community networking

Garden City, Ny

• Worked under several Financial Advisors assisting them with client service matters • Responsibilities included preparing 401k packets, assisting with client presentations, compiling marketing materials and performing ad hoc research

Garden City, Ny

Summers 2009, 2010, 2011

Bachelor Of Arts (B.A.), History, Political Science Minor

Activities and Societies: Kappa Sigma Fraternity Men's Club Lacrosse Team

Education record

Activities and Societies: Lacrosse, Football, Tarmac