Chad C. Email & Phone Number

Keller, TX, US

United States

• Manage a team which specializes in the analysis, integration and management of the distribution of security, index, and portfolio data. Direct the planning, process and resource management within the team. Oversee the.
• Develop, document and implement new policies and procedures to reduce risk to downstream clients.
• Continue to evaluate current systems in order to find improvements. Look for new tools to implement, improving efficiencies.
• Work with Technology to ensure incoming file feeds meet our operational needs.
• Test for accuracy of data quality for downstream clients such as trading (equity & fixed income) and compliance.

Westlake, Texas

Managed RIA relationships with assets greater than $500 million. Focused on understand client’s business needs and how to integrate with Fidelity’s wealth management model. Areas of focus are relationship management, problem resolution, and process improvement as well as working to improve inefficient or ineffective workflows. I was Point of contact for.

Fort Worth, TX

Managed team covering Southwest United States with annual revenues of $5 million. Developed, trained and coached seasoned and new representatives on product, economic conditions and market trends as well as sales process. Implemented policies and procedures to reduce risk and improve business unit competency and effectiveness. Supervised trading revenue.