WHAT I DO: I am dedicated to minimizing risk and enabling management and front-line employees to understand critical laws and regulations. By researching and analyzing policies and practices, I help ensure compliance with requirements and prevent business repercussions.In my role as Signature Bank’s Compliance Officer, I interpret regulatory language, distill it for useful core information, and share my knowledge with others. I believe it is essential to support business growth by avoiding obstacles—preventing problems rather than just solving them.HOW I MAKE A DIFFERENCE: My diverse background includes both legal and financial aspects with an international element. This enables me to adopt a broader perspective and contribute expertise to diverse business challenges.COMMUNICATION IS CRUCIAL: The nature of my work varies. I might research, review, or draft legal documents, such as loan or security agreements, or make a presentation to management that involves interpretation of issues. Whatever I do, I know that clear communication of critical points is essential for a successful outcome.COLLABORATIVE RELATIONSHIPS MATTER: I make relationship-building a key element of my approach. Cross-functional and external partnerships can overcome many obstacles.TOPICS WHERE I ENJOY CONTRIBUTING EXPERTISE: ♦ Risk identification and management ♦ Research and analysis of complex laws and regulations♦ Regulatory compliance, including exams and internal audits♦ Staff training and mentoring PROFESSIONAL INTERACTIONS: I welcome discussions with other professionals on topics of mutual interest. If you’d like to engage in a conversation, you can connect with me on LinkedIn or email me at ctfrank19@gmail.com.