Christopher Smith Email & Phone Number

Alvarado, TX, US

Dallas/Fort Worth Area

-Performed various home repair tasks including plumbing, electrical work, carpentry, and painting-Installed and repaired light fixtures, ceiling fans, outlets, switches, and circuit breakers-Collaborated with clients to understand their specific repair needs before providing suitable solutions within budget constraints-Installed or repaired drywall by.

Irving, TX

-Conducted regular audits to identify discrepancies and implement corrective measures-Developed and implemented inventory control procedures to minimize loss and maximize efficiency-Utilized inventory management software to track product movement, monitor stock levels, and generate reports-Maintained a clean, organized, and visually appealing storeroom.

Aubrey, TX

- Electrical installation and repair for residential and business properties- Assisted journeyman electricians in the installation, maintenance, and repair of electrical systems- Read blueprints, schematics, and technical diagrams to understand electrical system layouts- Pulled wires through conduits and terminated connections to outlets, switches, circuit.

Plano, TX

- Responsible for being subject matter expert in compliance regulations and guidance for all jurisdictions.- Developed and delivered comprehensive training programs for new hires, ensuring a smooth onboarding process- Implemented e-learning platforms to provide remote training opportunities for geographically dispersed teams- Created online tutorials and.

-Responsible for the suitability review of all investment products sold by financial advisors-Daily responsibilities include: trade blotter review, client suitability, ad hoc reporting, and AML/KYC due diligence- Conducted anti fraud and money laundering due diligence and review- Held Series 7, 63, and 24 FINRA licenses.

Fort Worth, TX

- Created a compliance risk management group to mitigate operational risk and train staff on newly created policies, procedures, and regulatory topics- Instituted new policies and procedures ensuring compliance to anti fraud and anti money laundering regulation- Taught FINRA Series 7 class with pass rate of 78%- Received Employee of the Month and saved the.

Irving, TX

- Operations specialist responsible for all of the high priority operational issues and requests- Investigating and resolving time sensitive issues such as: Advisor and client complaints, trade corrections, and fraud prevention.- Obtained my FINRA Series 7, 63, and 24 licenses