Please complete the CAPTCHA to continue
@nab.com.au
✓
LinkedIn matched
A concise factual answer block for searchers comparing this professional profile.
Claudia Evans is listed as Employee Compliance Manager at Vanguard, a with 19280 employees, based in Melbourne, Victoria, Australia. AeroLeads shows a work email signal at nab.com.au and a matched LinkedIn profile for Claudia Evans.
Claudia Evans previously worked as Business Oversight Consultant at Nab and Business Risk and Compliance Adviser at Lgt Crestone Wealth Management Limited. Claudia Evans holds Bachelor Of Economics, Bec, Economics from Monash University.
This section adds company-level context without repeating Claudia Evans's masked contact details.
AeroLeads found 1 current-domain work email signal for Claudia Evans. Compare company email patterns before reaching out.
I’m a Financial Services Professional with extensive experience in the financial services industry, with proficiency and capability in leading teams, providing risk, compliance and governance advice as well as guidance on business processes and procedures. Some of my key strengths include:• Ability to lead self, individuals, teams and manage projects• Coach, mentor and develop capability • Planning and prioritising skills to maintain operational efficiencies • Experienced in Quality Assurance to ensure adherence to compliance, risk controls and legislation• Managing stakeholder relationships at all levels• Strong focus on client relationships to retain existing clients and secure new clients• Overseeing budgets, including identifying revenue and expense trends
Listed skills include Financial Planning, Wealth Management, Finance, Investments, and 23 others.
Company context helps verify the profile and gives searchers a useful next step.
A career timeline built from the work history available for this profile.
Melbourne, Victoria, Australia
Responsible for the management of employee compliance programs, including supporting the development, implementation, and maintenance of compliance processes, as well as compliance monitoring functions. Advise the business and provide guidance and oversight of regulated activities.
Melbourne, Victoria, Australia
Proactively managed risk, meeting all policy and compliance requirements, performed controls and assisted teams to understand and adhere to process and procedures pertinent to their role. Escalated events, issues or breaches as they were identified and managed potential adviser conduct concerns identified in the Wealth Remediation Program.
Melbourne, Australia
Supported and advised the advisory business and their first line of defence to ensure all regulatory standards and compliance requirements were fulfilled, including monitoring and supervision of adviser compliance.
Melbourne, Australia
Led a team responsible for responding to notices from the regulator with oversight for resolution of reportable breaches, regulator liaison and compiling responses to regulator directives.
Melbourne, Australia
Provided leadership and coaching to a team responsible for delivering the design, creation and maintenance of the various policy, methodology and framework under which the review and remediation program operates.
Docklands, Melbourne Vic
Led the team and delivery of the Start Counting Program, (a behavioural change program designed to empower women with financial knowledge), part of NAB's Corporate Social Responsibility initiatives.
Docklands, Melbourne Vic
Led and managed a team responsible for the continuous improvement of advice processes, maintenance of compliance and quality standards and delivery of effective training and skilling programs to over 600 financial advisers and 300 licensee staff.
Led and managed a team of paraplanners and was responsible for the delivery of paraplanning and vetting services to the NAB Financial Planning adviser network.
Supported financial planners in their delivery of a superior customer advice experience through the provision of a quality paraplanning service.
Other employees you can reach at vanguard.com. View company contacts for 19280 employees →
Vianca Bonanno
Colleague at VanguardGlendale, Arizona, United States
View →
NM
Neil Martin
Colleague at VanguardCharlotte, North Carolina, United States
View →
JC
Jill Caffarella
Colleague at VanguardCollegeville, Pennsylvania, United States
View →
DT
Darius Tillman
Colleague at VanguardCharlotte, North Carolina, United States
View →
AB
Alexander Baratta
Colleague at VanguardCharlotte, North Carolina, United States
View →
JJ
Jesse Jones
Colleague at VanguardHuntersville, North Carolina, United States
View →
FS
Francesca Soroka
Colleague at VanguardPortland, Oregon Metropolitan Area, United States
View →
GN
Girishma Narang
Colleague at VanguardChester Springs, Pennsylvania, United States
View →
SC
Sahesh Ch
Colleague at VanguardIrving, Texas, United States
View →
RG
Raaj Gupta, Crpc®
Colleague at VanguardCharlotte, North Carolina, United States
View →
Quick answers generated from the profile data available on this page.
Claudia Evans works for Vanguard.
Claudia Evans is listed as Employee Compliance Manager at Vanguard.
AeroLeads has found 1 work email signal at @nab.com.au for Claudia Evans at Vanguard.
Claudia Evans is based in Melbourne, Victoria, Australia while working with Vanguard.
Claudia Evans has worked for Vanguard, Nab, Lgt Crestone Wealth Management Limited, Amp, and National Australia Bank.
Claudia Evans's colleagues at Vanguard include Vianca Bonanno, Neil Martin, Jill Caffarella, Darius Tillman, and Alexander Baratta.
You can use AeroLeads to view verified contact signals for Claudia Evans at Vanguard, including work email, phone, and LinkedIn data when available.
Claudia Evans holds Bachelor Of Economics, Bec, Economics from Monash University.
Claudia Evans is listed with skills including Financial Planning, Wealth Management, Finance, Investments, Business Process Improvement, Wealth Management Services, Superannuation, and Strategic Financial Planning.
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trial Search contactsCheck these profiles if this is not the Claudia Evans you were looking for.
