Connor Gamble Email & Phone Number

Melbourne, Vic, Au

Digital assets, global regulatory, compliance and technology consultancy. Advising early stage start-ups on strategic planning, as well as designing or improving procedures, policy and programs. Ensuring operational excellence.

Melbourne, Victoria, Australia

Building the Web 3.0 of energy. Technology that enables a system of interconnected microgrids managing decentralised energy consumption and production, from a home level up to smart cities of tomorrow.

I spearheaded company ethics and compliance program. I developed, implemented, and maintained compliance policies, procedures and fraud detection systems for a digital assets exchange platform. I directed risk assessment/reporting and conducted securities analysis and fraud investigations as lead internal annual reviewer and anti-money laundering (AML) program architect (KYC, KYB, CDD, EDD, KYT). I also negotiated various third-party platform integration contracts and contractor/employee… Show more I spearheaded company ethics and compliance program. I developed, implemented, and maintained compliance policies, procedures and fraud detection systems for a digital assets exchange platform. I directed risk assessment/reporting and conducted securities analysis and fraud investigations as lead internal annual reviewer and anti-money laundering (AML) program architect (KYC, KYB, CDD, EDD, KYT). I also negotiated various third-party platform integration contracts and contractor/employee contracts in my capacity as company officer. Key Accomplishments: • Appointed banking secrecy act (BSA) officer; ensured company exceeded industry compliance standards within complex and evolving regulatory framework. • Created AML training program; achieved and maintained 100% compliance among all employees. • Successfully automated 65% of compliance functions within financial platform. • Secured and facilitated OTC transactions for clients using internal exchange platform. Show less

In this position, I directed company-wide risk assessments and delivered recommendations to the board and senior management. I also established a robust compliance function to enhance constituent awareness and conducted in depth scenario analysis. Key Accomplishments: • Advised management team on feasibility, systems and policies, structure, and risk management/assessment of blockchain projects. • Grew company client list; helped clients set ideas in motion and take them… Show more In this position, I directed company-wide risk assessments and delivered recommendations to the board and senior management. I also established a robust compliance function to enhance constituent awareness and conducted in depth scenario analysis. Key Accomplishments: • Advised management team on feasibility, systems and policies, structure, and risk management/assessment of blockchain projects. • Grew company client list; helped clients set ideas in motion and take them to market. Show less

I planned and conducted notification assessments and investigations for implementation of the national registration and accreditation scheme for health practitioners across Australia. I requested, obtained, and analysed relevant notification information, interviewed parties, and drafted witness statements. I also updated the national database throughout the notifications process. Key Accomplishments: • Documented evidence and prepared reports and recommendations in line with… Show more I planned and conducted notification assessments and investigations for implementation of the national registration and accreditation scheme for health practitioners across Australia. I requested, obtained, and analysed relevant notification information, interviewed parties, and drafted witness statements. I also updated the national database throughout the notifications process. Key Accomplishments: • Documented evidence and prepared reports and recommendations in line with legislation; maintained open lines of communication with complainants, practitioners, and other relevant parties, ensuring highest standards of customer service. • Proposed new database management system to improve case manager workflow by 20%. Show less

In this position, I documented telecommunications industry ombudsman complaints regarding statutory obligations to public information releases (outages). I analysed complaints and compiled reports for the board. I also managed risk to ensure that businesses complied with obligations under the Telco Act. Key Accomplishments: • Facilitated data-driven solutions by collaborating on design and implementation of compliance tracking database; led team of nine case managers tasked with… Show more In this position, I documented telecommunications industry ombudsman complaints regarding statutory obligations to public information releases (outages). I analysed complaints and compiled reports for the board. I also managed risk to ensure that businesses complied with obligations under the Telco Act. Key Accomplishments: • Facilitated data-driven solutions by collaborating on design and implementation of compliance tracking database; led team of nine case managers tasked with verifying external and internal compliance. • Initially hired as sales/support staff; received faster-than-average promotion to case manager within six months due to outstanding performance. Show less

Bachelor Of Laws, Llb Aus

Summer Law Program, Llb Be

Graduate Diploma In Legal Practice, Gdlp