David Brown Email & Phone Number

Burlington, Ontario, Canada

- Acted as the firm’s primary contact to the Ontario Securities Commission and all provincial RESP licensing organizations.-Distributed all licensing documents to the Branch Managers and maintained registration and termination files on individual licenses for all sales representatives.-Updated National Registration Database regarding all relevant changes for over 500 licensed sales representatives.-Reviewed all new business and approved trades according to client’s suitability and needs within Ontario.Handled escalated client complaint correspondence within Ontario.

- Established business leads and local event listings for digital media start up and smart phone app.- Created customized weekly reports and other marketing documents for multiple wealth management companies.- Developed customized web content, marketing documents, and supporting white papers for commercial real estate.- Created detailed outlook and analysis on the outlook for strategic deals in Canadian oil and gas equities based on proprietary survey of industry stakeholders.

Toronto, Ontario, Canada

- Created customized quarterly reports for approximately 180 private high net worth clients.- Managed the efficient coordination of distribution and delivery for all client reporting and marketing support.- Followed a comprehensive filing system for invoices, receipts, client details, and other important documents.- Maintained inventory and ordered all stationary and office supplies needed to operate for 10 investment professionals.- Provided reception services by receiving and screening visitors, internal and external telephone calls.- Serviced office equipment including photocopier, fax machine, and scanner; diagnosing initial technological issues fixing mechanical problems and following through with supervising onsite repair by contracted vendors.

Burlington, Ontario, Canada

- Promoted internally to Executive Assistant, initially working with CFO and Executive Vice President and then working on the International Equities team with additional Senior Vice Presidents, Portfolio Managers, and Senior Analysts.- Administered on behalf of the CFO, compliance and audit activities pertaining to investments including the proxy voting and semi-annual disclosure of the management report of fund performance, according to National Instrument 81-106.- Conducted detailed analysis and research and organized activities to support the CFO of the largest privately owned mutual fund company in Canada, managing over $15 billion of assets.-Produced high quality, strategic, innovative presentations for use at executive, board, and sales conferences.-Managed the schedule, travel itinerary, expense reports, correspondence, printing, faxing, photocopying and other administrative needs of the CFO.-Participated in organizational committees as departmental representative in areas of health and safety, fire wardens, and disaster recovery to effect policy and procedural changes.

Burlington, Ontario, Canada

- Awarded top rated DALBAR industry award for recognizing exceptional client service.- Exhibited superior customer service for financial advisors and clients regarding accounts, products and tax reporting.

Markham, Ontario, Canada

- Travelled to Canadian clients and supported activities of the Regional Manager and Senior Audit Manager to recover international Value Added Taxes on behalf of Canadian Corporations on a contingency basis.

Bachelor Of Education - Bed

Honors Bachelor Of Arts, Human Geography, 4.0

Dean's List

Honours Bachelor Of Arts, Human Geography

Dean's List