Denise Thompson Email & Phone Number

Greater Boston Area

Maintains relationships between advisors, custodians, and contra-brokers with an emphasis on tax efficient, taxable, and sustainable strategies for institutions and separately managed accounts. Manage back-office trade processing and resolution of trade settlement discrepancies. Help assess the effectiveness of operational procedures and controls and recommend enhancements to maximize back-office productivity. Appointed to take interim responsibility of the firm’s Corporate Sustainability program for three years, working closely with the Corporate Sustainability Officer. Evaluated and recommended best practices for Breckinridge’s corporate sustainability structure, managed compliance with Massachusetts reporting requirements for Benefit Corporation status and oversaw the B Corporation certification process.

Boston, Massachusetts, United States

Held dual role managing all human resources services, policies, and programs for the firm including benefit administration, recruiting, hiring, employee onboarding, writing job descriptions, maintaining employee files, training, and performance reviews.

Greater Boston Area

Managed 21 strategic global accounts for fixed income and equity asset managers, and hedge funds, working directly with C-level decision makers.

Greater Chicago Area

Traded domestic/international high yield corporate and convertible securities for institutions, separately managed accounts, family of open-end/closed end funds and alternative investments; worked directly with Portfolio Managers and Portfolio Assistants to ensure best execution, management of order flow, and market information.

Greater Chicago Area

Traded U.S. Treasury and Agency securities for over 500 accounts consisting of middle market corporations, trust departments, money managers and high net worth individuals.

Greater Chicago Area

Marketed Municipal Bonds and performance based strategies to Retail Sales force; worked closely with Trading, Underwriting Syndicate and Public Finance areas to market new issuance and secondary positions.

Master Of Business Administration (Mba), Finance/Management

Bachelor Of Arts (B.A.), Business/Finance