Front Office Risk And Controls
Current• Supports the COO Office and VP of Risk and Controls in the delivery of high-quality, consistent, and risk-focused First Line of Defense(1LOD) control efforts for Banking Americas.• Monitor and analyze current controls to mitigate risks and ensure bankers are meeting internal and regulatory requirements.• Develop and collaborate with internal teams to improve resiliency and controls of Mizuho’s OneBanker(Salesforce).• Facilitate and coordinate with other teams and stakeholders in the review and update of Internal Procedures• Prepare monthly and quarterly KPI reporting to Senior Management on Reputational Risk Transactions, FinRA status, and Non-Financial metric• Coordinate remediation efforts for Audit issues and support issue closure or risk acceptances, as needed.• Assist with all ad-hoc issues and questions from Front Office staff to improve knowledge and awareness efforts.
