Jonathan D. Email & Phone Number

Financial services professional with significant experience working in the execution only stockbroking industry. Currently Senior Manager for a large retail stockbroker responsible and accountable for: - all aspects of trading including UK equities, international equities and OEICs/UTs;trading support incorporating checking, asset universe management and issue management;supplier management for large scale custodians, market data providers and technology providers;regulatory horizon scanning including acting as Accountable Executive leading business wide delivery of complex legal, regulatory and mandatory change.A member of PIMFA Operations Committee , a highly skilled and effective leader with a focus on delivery, employee engagement and personal & professional development. SME on CASS, COBS and SYSC with specific and significant experience in third party CASS Due Diligence, Best Execution and Product Governance. Adaptable, flexible, resilient, holding twenty years plus experience across a wide spectrum of skills including equity trading, product development & governance, supplier management, procurement, operations and line management, risk management, regulatory change and fully conversant with regulatory, competitive and legal environments. Hold a Bachelor of Arts (B.A.) in Business Studies from The Open University. Proactively looking for new opportunities within the financial services industry and beyond.

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  The Open University

  Business Studies