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Jonathan D. Email & Phone Number

Dealing Operations & Regulatory Horizons Senior Manager at Halifax Share Dealing Limited at Halifax Share Dealing Limited
Location: York, England, United Kingdom 4 work roles 1 school
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Role
Dealing Operations & Regulatory Horizons Senior Manager at Halifax Share Dealing Limited
Location
York, England, United Kingdom
Company size

Who is Jonathan D.? Overview

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Quick answer

Jonathan D. is listed as Dealing Operations & Regulatory Horizons Senior Manager at Halifax Share Dealing Limited at Halifax Share Dealing Limited, a company with 40 employees, based in York, England, United Kingdom. AeroLeads shows a matched LinkedIn profile for Jonathan D..

Jonathan D. previously worked as Senior Dealing Manager at Halifax Share Dealing Limited and Senior Manager, Partnerships at Halifax Share Dealing Limited. Jonathan D. holds Bachelor Of Arts (B.A.), Business Studies from The Open University.

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Email format at Halifax Share Dealing Limited

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Halifax Share Dealing Limited

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Profile bio

About Jonathan D.

Financial services professional with significant experience working in the execution only stockbroking industry. Currently Senior Manager for a large retail stockbroker responsible and accountable for: - all aspects of trading including UK equities, international equities and OEICs/UTs;trading support incorporating checking, asset universe management and issue management;supplier management for large scale custodians, market data providers and technology providers;regulatory horizon scanning including acting as Accountable Executive leading business wide delivery of complex legal, regulatory and mandatory change.A member of PIMFA Operations Committee , a highly skilled and effective leader with a focus on delivery, employee engagement and personal & professional development. SME on CASS, COBS and SYSC with specific and significant experience in third party CASS Due Diligence, Best Execution and Product Governance. Adaptable, flexible, resilient, holding twenty years plus experience across a wide spectrum of skills including equity trading, product development & governance, supplier management, procurement, operations and line management, risk management, regulatory change and fully conversant with regulatory, competitive and legal environments. Hold a Bachelor of Arts (B.A.) in Business Studies from The Open University. Proactively looking for new opportunities within the financial services industry and beyond.

Current workplace

Jonathan D.'s current company

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Halifax Share Dealing Limited
Halifax Share Dealing Limited
Dealing Operations & Regulatory Horizons Senior Manager at Halifax Share Dealing Limited
Halifax
Employees
40
AeroLeads page
4 roles · 29 years

Jonathan D. work experience

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Senior Dealing Manager

Current

Leeds, United Kingdom

Responsible for e2e dealing strategy for leading execution only stockbroker, including compliance with Best Execution obligations, significant relationship/supplier management for international equities, UK/ international funds, market counterparties and product providers.Significant experience and extensive contact list facilitating customer/regulatory.

Jan 2018 - Present

Customer Services Manager

Halifax Share Dealing Limited
Nov 2009 - Jan 2011

Dealing Manager

Halifax Share Dealing
1997 - 2005 ~8 yrs
Team & coworkers

Colleagues at Halifax Share Dealing Limited

Other employees you can reach at halifaxsharedealing-online.co.uk. View company contacts for 40 employees →

1 education record

Jonathan D. education

FAQ

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What company does Jonathan D. work for?

Jonathan D. works for Halifax Share Dealing Limited.

What is Jonathan D.'s role at Halifax Share Dealing Limited?

Jonathan D. is listed as Dealing Operations & Regulatory Horizons Senior Manager at Halifax Share Dealing Limited at Halifax Share Dealing Limited.

Where is Jonathan D. based?

Jonathan D. is based in York, England, United Kingdom while working with Halifax Share Dealing Limited.

What companies has Jonathan D. worked for?

Jonathan D. has worked for Halifax Share Dealing Limited and Halifax Share Dealing.

Who are Jonathan D.'s colleagues at Halifax Share Dealing Limited?

Jonathan D.'s colleagues at Halifax Share Dealing Limited include Philippa Clarke, James Harrison, Louise Summers, Adam Everson, and Loredana A N..

How can I contact Jonathan D.?

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What schools did Jonathan D. attend?

Jonathan D. holds Bachelor Of Arts (B.A.), Business Studies from The Open University.

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