Kellie Chappell Email & Phone Number

United States

United States

• Successfully implemented regulatory project 'T+1 Settlement Initiative' by assessing impacted business areas, products, and applications.
• Lead the strategy and resolution of highly complex and unique challenges related to Business Execution that require solid analytical skills, extensive knowledge of Business Execution, and understanding of OTC.
• Synchronized multiple workstreams to report progress and influence positive… Show more
• Synchronized multiple workstreams to report progress and influence positive outcomes for key stakeholders.
• Utilizing my expertise, provided guidance, feedback, coaching, and mentoring to audit, project & business execution teams, technology, and operations teams.
• Designed communication process to key stakeholders and project contributors for specific program workstreams.

• Analyzed core systems and databases to document current state data flows and identify gaps.
• Interviewed stakeholders to assess and document current state processes, controls, and pain points; provided recommendations and roadmap for further automation and process control opportunities.
• Created and maintained a data dictionary and data lineage mappings for data objects related to the real estate product specifications.
• Initiated a data cleansing process within the… Show more Analyzed core systems and databases to document current state data flows and identify gaps.
• Initiated a data cleansing process within the client’s ABOR system for enhanced data quality and optimized BAU use cases; provided roadmap for next steps.
• Created working groups to improve communication and collaboration among real estate middle and front office teams to enhance transparency of shared and unique pain points.

United States

• Served as Project Manager and Business Analyst for platform onboarding project, representing client (fintech) and client’s client (large asset manager).
• Provided updated reports to Executives and Key Stakeholders.
• Collaborated and directly assisted in UAT testing with client and vendor.
• Organized meetings to define specific requirements for each phase of the project.
• Created long and short-term plans, including setting milestones and adhering to deadlines.
• Served… Show more

United States

• Program Lead, for the US location, merging 2 independent Bloomberg AIM interfaces into a single Bloomberg database.
• Delivery lead on adding SWIFT services to the US organization.
• Coordinated with stakeholders, business owners and executive board members globally, with stellar record of meeting or exceeding demanding targets.
• Subject Matter Expert on vendor selection for Bank Loan Administration.
• Testing coordinator and execution for UAT testing and documentation for… Show more -Program Lead, for the US location, merging 2 independent Bloomberg AIM interfaces into a single Bloomberg database.
• Testing coordinator and execution for UAT testing and documentation for implementing an automated payment process TRAX for derivative and FX trading done in Murex system.

New York, United States

• Oversaw and participated in all Operational day-to-day activities for one of the worlds largest pension investors values at approximately 560 billion euros.
• Loan administrator for €700m of AUM.
• Managed TBA allocations and settlements.
• Primary contact for internal and external audit.
• Coordinated year-end financial audit process with external audit.
• Communicated regularly with team members to deliver pertinent details related to progress status and direction for… Show more

• Responsible for the management of MBS settlement issues including failing trades, dk's, trade discrepancies, pair off wires and reconciliation reports.
• MBS allocator, Responsiblities including pool changes, round robin, and fail claims.
• Exception based monitoring of trade confirmation with the use of Oasys and CTM.
• Managed Trade reconciliation of cash and positions for all fixed income and equity products
• Collateral management for all listed and OTC… Show more
• Collateral management for all listed and OTC derivatives.

Newark, New Jersey, United States

• Responsible for the management of MBS settlement issues including failing trades, dk's, trade discrepancies, pair off wires and reconciliation reports for approx. 300 accounts.
• Primary contact for confirmation of TBA and pool specified trades with the use of Global Oasys.
• Assist the allocators with the process of pool changes and round robins to minimize outstanding fails.
• Confirm open positions with brokers during notification day up until settlement.
• Gave an onsite… Show more
• Gave an onsite presentation to Management and other team members in various departments within operations regarding Mortgage Back Securities to improve customer service.

New York, United States

• Handled all aspects of operations for equity trading.
• Assisted in the management of company risk.
• Handle all trade comparisons for DTC, FOP, ACTT, Stepouts, OTC & Third market settlements.
• Acted as a liaison for Institutional, Hedge Funds, Corporate, Retail DVP accounts & Executing Prime Brokerage accounts.
• Oversaw all aspects of operations and risk management for a three-month period.
• Provided customer service for all Day Trading accounts which include margin & Reg… Show more

New York, United States

New York City Metropolitan Area

• Oversaw all aspects of back office for Fixed Income brokerage firm.
• Was actively involved with all phases of trade processing from booking the trades through Sungard Broker Select & Phase 3; to investigating and solving all settlement problems.
• Handled all domestic & foreign fixed income settlements, as well as verbal trade comparisons occurring between fixed income firm & clearinghouse.
• Acted as liaison between clients, traders and custodian.
• Compared interest, total… Show more
• Compared interest, total money, broker and settlement date and verified securities CUSIP and issue with the use of Bloomberg.

Associate Of Science (A.S.), Accounting

Education record