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Mark Wesley Email & Phone Number

Vice President at Wells Fargo

Location: Charlotte, North Carolina, United States 6 work roles 1 school

1 work email found @wellsfargo.com LinkedIn matched

✓ Verified May 2026 4 data sources Profile completeness 100%

Current company

Wells Fargo

Role

Vice President

Location

Charlotte, North Carolina, United States

Company size

246787 employees

Who is Mark Wesley? Overview

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Quick answer

Mark Wesley is listed as Vice President at Wells Fargo, a company with 246787 employees, based in Charlotte, North Carolina, United States. AeroLeads shows a work email signal at wellsfargo.com and a matched LinkedIn profile for Mark Wesley.

Mark Wesley previously worked as AVP-Senior Compliance Consultant at Wells Fargo and Lead BD Principal at Mass Mutual / Metlife. Mark Wesley holds Bachelor Of Science (B.S.), Mathematics; Business Minor from Marist College.

Company email context

Email format at Wells Fargo

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{first}.{last}@wellsfargo.com

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AeroLeads found 1 current-domain work email signal for Mark Wesley. Compare company email patterns before reaching out.

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Profile bio

About Mark Wesley

I have been in the financial services industry for 20+ years. I have worked at smaller and larger BDs. I have experience in compliance, operations, trading and creating/running my own OSJ. I have been a Compliance Officer and Operations Manager. Over my career, I am always seeking ways to lower expenses and make the firm more efficient.

Listed skills include Equities, Series 7, Trading Systems, Trading, and 33 others.

Current workplace

Mark Wesley's current company

Company context helps verify the profile and gives searchers a useful next step.

Wells Fargo

Vice President

san francisco, california, united states

Website

wellsfargo.com

Employees

246787

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Company profile

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6 roles · 26 years

Mark Wesley work experience

A career timeline built from the work history available for this profile.

Vice President

Current

Wells Fargo

Charlotte, North Carolina, United States

Feb 2022 - Present

Avp-Senior Compliance Consultant

Wells Fargo

Charlotte, North Carolina Area

Jul 2019 - Mar 2022

Lead Bd Principal

Mass Mutual / Metlife

Charlotte, North Carolina Area

Evaluate and assess all transactions to ensure business, compliance and regulatory requirements are met
Streamlined transaction review process which slashed review time by 36%
Create and update policies and procedures to streamline transaction reviews
Analyze and approve accounts and trades to ensure they adhere to regulatory and firm guidelines
Research and resolve calls received from advisors and internal departments involving suitability
Coach financial advisors on sales and risks in order to mitigate business risk

Apr 2015 - Jun 2019

Compliance Analyst

Lpl Financial

Charlotte, North Carolina Area

Performed surveillance of trading activity and other activities of Financial Advisors
Ensured that financial advisors are meeting the requirements set by regulatory agencies and the firm
Proactively identified potential issues and lead investigations of questionable sales activity
Provided compliance guidance and support to financial advisors and staff
Worked directly with advisors, assistants and Governance, Regulatory & Compliance (GRC) team members to identify issues, improve processes, propose policy modifications, and resolve complex regulatory & compliance.

Oct 2014 - Apr 2015

Osj Branch Manager

Tws Financial / Celadon Financial / Viewtrade Securities

Charlotte, North Carolina Area

Created and was responsible for the OSJ
Responsible for testing of compliance and exception reports to minimize risk for the OSJ
Educated advisors regarding communications with the public
Conducted internal investigations of financial advisors
Monitored and ensured compliance of emails
Managed updates of regulatory, industry and firm standards

Oct 2009 - Jul 2014

Operations Manager

Synergy Investment Group

Charlotte, North Carolina Area

Managed a team of operational analysts who provided support for financial advisors
Designed a complaint management system which decreased the number of complaints by 23%
Responsible for handling multiple projects ensuring they are completed accordingly
Streamlined the new account process which decreased the time to open new accounts by 42%
Improved process of compliance and customer account review systems to ensure consistency across firm
Led investigations of questionable sales activity of institutions and retail accounts

2000 - 2009 ~9 yrs

Team & coworkers

Colleagues at Wells Fargo

Other employees you can reach at wellsfargo.com. View company contacts for 246787 employees →

Nikhil Kulkarni Colleague at Wells Fargo Bengaluru, Karnataka, India, India View → WP

Willie Phillips Colleague at Wells Fargo Indianapolis, Indiana, United States, United States View → SS

Srecko Stevcic Colleague at Wells Fargo Glenmoore, Pennsylvania, United States, United States View → KA

Kristina Angulo Colleague at Wells Fargo Covina, California, United States, United States View → AK

Amzed Khan Colleague at Wells Fargo Hyderabad, Telangana, India, India View → OO

Olatundun. O Aborisade Colleague at Wells Fargo Charlotte Metro, United States View → SK

Steven Kitchen Colleague at Wells Fargo Chandler, Arizona, United States, United States View → MP

Mahesh Pettem Colleague at Wells Fargo Hyderabad, Telangana, India, India View → WC

Will Chidester Colleague at Wells Fargo Charlotte, North Carolina, United States, United States View → AF

Annie First Colleague at Wells Fargo Sioux Falls, South Dakota, United States, United States View →

1 education record

Mark Wesley education

Marist College

Mathematics; Business Minor

FAQ

Frequently asked questions about Mark Wesley

Quick answers generated from the profile data available on this page.

What company does Mark Wesley work for?

Mark Wesley works for Wells Fargo.

What is Mark Wesley's role at Wells Fargo?

Mark Wesley is listed as Vice President at Wells Fargo.

What is Mark Wesley's email address?

AeroLeads has found 1 work email signal at @wellsfargo.com for Mark Wesley at Wells Fargo.

Where is Mark Wesley based?

Mark Wesley is based in Charlotte, North Carolina, United States while working with Wells Fargo.

What companies has Mark Wesley worked for?

Mark Wesley has worked for Wells Fargo, Mass Mutual / Metlife, Lpl Financial, Tws Financial / Celadon Financial / Viewtrade Securities, and Synergy Investment Group.

Who are Mark Wesley's colleagues at Wells Fargo?

Mark Wesley's colleagues at Wells Fargo include Nikhil Kulkarni, Willie Phillips, Srecko Stevcic, Kristina Angulo, and Amzed Khan.

How can I contact Mark Wesley?

You can use AeroLeads to view verified contact signals for Mark Wesley at Wells Fargo, including work email, phone, and LinkedIn data when available.

What schools did Mark Wesley attend?

Mark Wesley holds Bachelor Of Science (B.S.), Mathematics; Business Minor from Marist College.

What skills is Mark Wesley known for?

Mark Wesley is listed with skills including Equities, Series 7, Trading Systems, Trading, Fixed Income, Options, Equity Trading, and Bloomberg.

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