Miles Cunningham Email & Phone Number

Chicago, Il

* Provided advice and guidance to support the enhancement of a compliance management framework of each business line to ensure business lines’ activities were conducted in accordance with applicable banking laws, rules and regulations and corresponding Company policies and procedures.* Monitored compliance functions and implemented and supported the business line with its action for improvement* Recognized compliance issues and risks of each business line and proactively supported business line actions to manage or mitigate compliance risk.* Possess knowledge of assigned business lines’ activities and products to enable monitoring, identifing, and explaining the business line compliance risks, and determine and implement risk mitigation actions based on the Company’s tolerance for compliance risk.* Ensured all compliance activities adequately addressed the requirements of the Six Pillars for the business lines they support to ensure a unified and consistent approach to managing compliance risk.