Dawn E. Email & Phone Number

Edinburgh, GB

Edinburgh, Scotland, United Kingdom

* Lead second line thematic reviews of AML, Sanctions, Anti Bribery & Corruption, Anti Tax Evasion and Tax Reporting, and Counter Fraud.* Reviews include KYC/CDD, Transaction Monitoring, client screening, Funds Transfer Regulations, and governance. * Basic use of SQL for testing as required. * Line manage a small team of Assurance Managers. * Engage with.

Gogarburn, Edinburgh

* Second line of defence compliance assurance of the bank's global Conduct and Financial Crime systems (technology) including: Anti Money Laundering, Sanctions/Counter Terrorist Financing, Anti-Bribery & Corruption and Market Abuse.

Gogarburn, Edinburgh

* Monitoring and Oversight of Assurance for the AML, Sanctions and ABC Policies.* Validation testing of Issue closure. * MI reporting of SLAs, KPIs and KRIs for Executive committees.

Edinburgh, United Kingdom

Temporary position with Foundation Scotland, an independent charity that facilitates philanthropy and undertake grant making to community led projects throughout Scotland.Administration duties for Community Benefit Funds.

Leeds, United Kingdom

Contract with the Lloyds Banking Group.· Outcomes testing of mortgage PPI investigations including Check the Checker. · Ensuring regulations, FOS guidelines and bank procedures adhered to. · Providing technical guidance, feedback and coaching. · MI analysis and reporting to aid root cause analysis and training.

Leeds, United Kingdom

· Identifying fraudulent telephone or internet payments to UK and international banks from HSBC accounts; application fraud and account take-overs. · Disabling and re-activating customers' accounts.· Analysing internet activity to identify potential risks before fraud took place. · Liaising with other banks and police to trace and recall funds.· Completing.

Leeds, United Kingdom

· Quality checking the audit team (15 members). · Training new auditors and ongoing monthly coaching all team members.· Deputising of Team Leader duties.

Edinburgh, United Kingdom

· Control testing of HSBC's UK and global call centres (account opening, card production, address amendments, lending facilities, payments.) · Ensuring customer service levels were maintained, adherence to bank procedures, compliance with legal and regulatory requirements and fraud prevention.· Rectifying errors and providing feedback/coaching.· Escalating.

Professional Certificate In Fraud Prevention

International Diploma In Aml, Distinction

Diploma In Financial Crime Prevention, Merit

Covered: AML, Sanctions, Terrorism, Bribery & Corruption, Fraud, Market Abuse and Cybercrime including the legal and regulatory framework.

Education record

Education record