John Bauer Email & Phone Number

New York, NY, US

Prioritize change and development request from business and coach business of change life cycle process. Collaborate with business and technical partner to transform business request into technical requirements. Partner across internal and external business partners to define conversion requirements and scope. Identify and implement efficiency and control.

Minneapolis MN

Manage the migration of mutual fund accounts between vendor platforms. Act as liaison between client and technical staff to collect, interpret business needs into technical requirements. Facilitate calls between clients and vendors providing project management and oversight. Engage business lines from project planning to execution to ensure smooth.

Richmond, Virginia Area

Responsible for the daily oversight of mutual fund trade process. Projects include: Migration of firm accounts to an omnibus environment, the consolidation of mutual fund vendors, and establishing and provide oversight of the mutual fund operations call center. Contributed to the delivery of new front office tool to ensure appropriate customer pricing on.

Greater Minneapolis-St. Paul Area

Review and analyze operational process. Educate and train incoming staff on account migration and procedures. Oversee firm security master profile for new mainframe fund additions. Write company policy and procedures for account migrations.

Greater Minneapolis-St. Paul Area

Managed the day to day and long-term initiatives for the organization as it relates to the mutual fund product and its operations. Compile and monitor department performance measures. Analyze and implement industry and department automation as needed to comply with rapidly changing industry rules and regulations. Monitor and review major processing.