Nicholas Lamb Email & Phone Number

Interface with client to foster a successful working relationship by addressing client inquiries and developing solutions.Mitigate risk by ensuring compliance with departmental and corporate policesEnsure staff development through on the job training and by delivering departmental training sessionsCreated efficiencies and improved quality of product for a struggling team in late 2007 and early 2008 by training reinforcement and delegation of duties. Created technology solutions to further enhance productivity in 2009.Successfully assisted in departmental initiative to offshore daily compliance and expense budget preparation by training employees on location in Mumbai India (July 2009) which resulted in 20 efficiency saves to head count.Facilitate departmental merger within fund administration in 2010 to assume financial reporting responsibilities (Annual and semi annual statement product cycle as well as audit support)Administered training and managed model office activities for offshore migration on fund distributions, expense functions, and client reporting

Oversaw daily administration functions of client groupDeveloped staff through on the job training and increased exposure to client deliverablesWorked with various departments to ensure smooth implementation of new fund share classes, fund mergers and fund start up.Helped create efficiencies and mitigate risk by leveraging existing bank technologyImproved client relationship by increasing accuracy and timeliness of deliverables through interdepartmental cooperation and staff training.Ensured adherence to departmental controls and proceduresReporting and Compliance Manager

Audited daily compliance packages based IRS and SEC regulationsEnsured accuracy and timeliness of client deliverablesOversaw daily activity of staff to achieve efficiency and coordinate training of staffAudited Mutual Fund distributionsPrepared and Audited Expense BudgetsAudited the preparation of expense payment and ensure timely paymentReviewed and filed form N-SARReporting and

Prepared and audited daily compliance packages according to IRS and SEC regulations.Prepared expense payments for fund accountingAided in preparation of quarterly board meeting materials for clientPrepared Form N-SARAided in preparation of client expense budgetsPrepared mutual fund distributions

Audited Fund Accountants' daily work and ensured accuracy of daily NAV.Ensured Fund Accounting team met various daily and monthly deadlinesAudited daily and monthly general ledger proofsAssisted in client conversions of funds into bank

Master Of Business Administration - Mba, Business Administration And Management, General

Bachelor'S, Finance